Compliance and consulting

Serving the consulting and compliance needs of the investment industry

Kreischer Miller’s Investment Industry Group has well-rounded professionals with deep industry knowledge and experience working with many investment managers. You can rely on us for trusted advice and guidance related to the issues impacting your business.

Core compliance and consulting services

  • Consultation and testing of systems and procedures used by investment managers
  • SEC custody examinations
  • SSAE 16 [formerly SAS 70]
  • Compliance testing
  • Investment valuation due diligence
  • Agreed upon procedures
  • Business valuation
  • Executive search for investment manager personnel

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