Investment Industry Guidance
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Operational Due Diligence
Operational Due Diligence During a Pandemic
As COVID-19 continues to present new challenges, so too must operational due diligence professionals adapt, developing new policies and procedures to ensure non-investment risks are addressed.View
GIPS Compliance
Hedge Funds and Private Equity Firms Unable to Participate in PPP Loan Program
Hedge funds and private equity firms will be unable to take advantage of PPP loans.View
Compliance and Consulting
OCIE 2020 Cybersecurity and Resiliency Observations
On January 27, 2020, OCIE released a 13-page report detailing observations relating to cybersecurity and best practices.ViewCompliance and Consulting
OCIE 2020 Examination Priorities
On January 7, 2020, the SEC’s Office of Compliance Inspections and Examinations (OCIE) announced its 2020 Examination Priorities. Compliance continues to be a major focus.ViewGIPS Compliance
GIPS 2020 Changes Carve-Out Standards
With the release of GIPS 2020 came another change to the standards on carve-outs, marking the second time in which the guidance has changed.ViewGIPS Compliance
The Impact of GIPS 2020 on Pooled Fund Managers
One of the most extensive changes from prior GIPS versions is the treatment of pooled investment funds. Here are four key changes impacting firms that manage pooled vehicles.ViewGIPS Compliance
The GIPS 2020 Exposure Draft is Out!
At a high level, the GIPS 2020 Exposure Draft reflects changes to make it more relevant for many firms in the investment industry.ViewGIPS Compliance
GIPS 2020 Is Coming - Let Your Voice Be Heard!
The next version of GIPS is coming. A draft is expected to be released by the end of August with a comment deadline of December 31, 2018.View
Operational Due Diligence
Why Should You Perform Operational Due Diligence When Evaluating an Investment Manager?
In order to decide if you should perform operational due diligence when evaluating an investment manager, it's important to analyze underlying risks.ViewCompliance and Consulting