This article walks you through the process, starting with understanding the GIPS Standards and concluding with the benefits of a GIPS verification.View
The survey aimed to gain an understanding of current practices among industry participants as it relates to certain performance requirements under the SEC Marketing Rule that have been the source of some confusion.View
The Court’s decision was based on arguments that the SEC exceeded its statutory authority, and the rule would impose undue regulatory burdens and costs.View
Jennifer Kreischer, Director in Kreischer Miller’s Investment Industry Group, provided insights into the key levers that investment firms can use to drive value in their businesses.View
Operational Due Diligence (ODD) is a bespoke, continuous, and iterative process of assessing an investment manager’s operational risks across all public and private market asset classes.View
Operational Due Diligence (ODD) is a bespoke, continuous, and iterative process of assessing an investment manager’s operational risks across all public and private market asset classes.View
Having a competent auditor who can provide an objective and comprehensive review of your financial records and systems is essential for compliance in your business.View