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Annual Investment Industry Seminar

Save the date for Tuesday, November 15th for this educational investment industry seminar.View
gips compliance article

GIPS Compliance

Just When We Thought Carveouts Were Back

The SEC Marketing Rule will impose additional requirements surrounding carveouts and hypothetical performance that will be burdensome for advisors.View
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Webinar: Is Your Firm Ready for the SEC's New Marketing Rule?

This panel discussion will cover key things you need to know to be ready for the SEC's Marketing Rule and how advisors are preparing.View
gips compliance article

GIPS Compliance

Annual GIPS Compliance Notification Due Date is Approaching

Firms claiming GIPS compliance must submit their annual GIPS Compliance Notification Form by June 30.View
compliance and consulting article

Compliance and Consulting

SEC's New Transparency Rules Target Private Fund Advisors

Two of the SEC's newly proposed rules target private fund advisors and include the Private Fund Audit Rule, Quarterly Statement Rule, Advisor-Led Secondaries Rule, Preferential Treatment Rule, and Prohibited Activities Rule.View
tax strategies article

Tax Strategies

What You Need to Know About the New Schedules K-2 and K-3

With the 2021 tax filing season well underway, there has been uncertainty and controversy surrounding the IRS’s new schedules K-2 and K-3.View
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GIPS Compliance

Kreischer Miller Exhibiting at 20th Annual PMAR North America Conference

Kreischer Miller will be exhibiting at this year's PMAR conference.View
gips compliance article

GIPS Compliance

Beware of the SEC When It Comes to GIPS Claims of Compliance

While the SEC didn't develop the GIPS Standards, it will take action against investment advisors that falsely claim compliance or omit key disclosures.View
compliance and consulting article

Compliance and Consulting

Recent SEC Rule Proposal Changes and Additions

On February 9, 2022, the SEC proposed new rules and amendments that will have an impact on investment advisors, funds, and what is received by certain investors.View