SEC’s Updated FAQs on Gross and Net Performance Under the Marketing Rule: Key Takeaways for Advisors

On March 19, 2025, the SEC updated its frequently asked questions (FAQs) addressing gross and net performance under the Marketing Rule.View

Thomas Peters Presenting on GIPS® Standards Guidance Statement for OCIO Portfolios

February 6, 2025 | 1:00pm - 2:00pm EST | Live WebinarView

2024 Annual Investment Industry Seminar

Save the date for Wednesday, November 13th for this educational investment industry seminar.View

How to Prepare for a Successful GIPS Verification

This article walks you through the process, starting with understanding the GIPS Standards and concluding with the benefits of a GIPS verification.View

CFA Institute Releases Survey on SEC Marketing Compliance Rule Practices

The survey aimed to gain an understanding of current practices among industry participants as it relates to certain performance requirements under the SEC Marketing Rule that have been the source of some confusion.View

Fifth Circuit Court Vacates SEC's Private Fund Advisers Rule

The Court’s decision was based on arguments that the SEC exceeded its statutory authority, and the rule would impose undue regulatory burdens and costs.View

Recap of Valuation Drivers in an Investment Firm Presentation

Jennifer Kreischer, Director in Kreischer Miller’s Investment Industry Group, provided insights into the key levers that investment firms can use to drive value in their businesses.View

2023 Annual Investment Industry Seminar

Save the date for Wednesday, November 8th for this educational investment industry seminar.View

Is Your Investment Management Firm Using the Right Model Fee Under the SEC Marketing Rule?

Operational Due Diligence (ODD) is a bespoke, continuous, and iterative process of assessing an investment manager’s operational risks across all public and private market asset classes.View

4 Current Operational Due Diligence Challenges

Operational Due Diligence (ODD) is a bespoke, continuous, and iterative process of assessing an investment manager’s operational risks across all public and private market asset classes.View